Risk Assessment Managenent
Compliance and risk management in commercial office spaces involve identifying, assessing, and mitigating potential risks, ensuring adherence to regulatory standards. Regular audits, inspections, documentation, and proactive management protect occupants, maintain operational continuity, enhance safety, and reduce liabilities effectively
Water (Legionella)
Compliance regarding water and Legionella control in commercial offices involves risk assessments, regular monitoring, testing, and preventative maintenance in accordance with L8 regulations. Proper documentation and management procedures ensure water safety, protecting occupants from health risks and ensuring regulatory adherence.
Fire (escape, doors, compartmentation)
Fire compliance in commercial offices involves regular inspection and maintenance of escape routes, fire doors, and compartmentation. Ensuring clear, accessible exits, functional fire doors, and effective compartment barriers helps prevent fire spread, protects occupants, maintains safety standards, and meets regulatory obligations.
Ductwork Hygiene
Compliance with ductwork hygiene in commercial offices involves routine inspections, cleaning, and maintenance according to TR19 standards. Regular audits, testing, and documentation ensure duct cleanliness, prevent fire risks, enhance indoor air quality, maintain system efficiency, and meet regulatory requirements.
© Property Solutions Management Group Ltd
What Is Risk Asset Management?
Risk Asset Management refers to the systematic process of identifying, assessing, prioritising, and managing risks associated with an organisation’s assets — both physical (e.g. equipment, infrastructure) and non-physical (e.g. digital, financial, intellectual property).
It combines:
• Risk Management: Focusing on threats to asset performance, safety, compliance, and financial loss.
• Asset Management: Focused on the lifecycle optimisation of assets — acquisition, operation, maintenance, and disposal.
Key Standard:
• ISO 55000 series (Asset Management)
• ISO 31000 (Risk Management)
• PAS 55 (publicly available specification for asset management)
Key Components of Risk Asset Management
1. Asset Register & Classification
• A comprehensive inventory of all organisational assets:
◦ Critical assets: High-value, safety-sensitive, or regulatory-impacting.
◦ Supporting assets: Less critical, but still essential for operations.
• Classification allows prioritisation based on value, risk exposure, and strategic importance.
2. Risk Identification
• Determine risks that could affect the performance, safety, lifespan, or value of each asset.
• Risk categories:
◦ Operational – breakdowns, inefficiencies, capacity issues.
◦ Financial – underperformance, ROI risk, unplanned OPEX.
◦ Regulatory/Compliance – non-adherence to laws, codes, standards.
◦ Environmental/Health/Safety – hazards to humans or environment.
◦ Cyber/Information Risk – for digital and IoT-enabled assets.
3. Risk Assessment & Analysis
• Use methods such as:
◦ FMEA (Failure Modes and Effects Analysis)
◦ Risk Matrix (likelihood vs. impact)
◦ Condition Monitoring
◦ Monte Carlo simulation (for financial risk modeling)
• Assign risk scores to individual assets or asset categories.
4. Risk Treatment & Mitigation Strategies
• Preventive Maintenance (PM): Scheduled interventions to prevent failure.
• Condition-Based Monitoring (CBM): Real-time data to trigger actions.
• Redundancy or Backup Systems: To mitigate high-risk failure points.
• Asset Replacement Strategy: Based on lifecycle risk exposure.
• Insurance and Financial Hedging: For economic risk protection.
5. Risk-Informed Decision Making
• Use risk-weighted investment planning to allocate resources.
• Align asset decisions with strategic and financial goals.
What Is Legionella?
Legionella is a genus of bacteria naturally found in freshwater environments. The most dangerous species is Legionella pneumophila, which causes Legionnaires’ disease, a severe form of pneumonia. Infection occurs when contaminated water droplets are inhaled, especially via aerosols from:
• Showers and taps
• Cooling towers
• Hot and cold water systems
• Spa pools and hot tubs
• Evaporative condensers
• Decorative fountains
• Respiratory medical devices (e.g. humidifiers)
Why Legionella Compliance Is Critical
• Public Health: Outbreaks can be fatal, especially in hospitals, care homes, and hotels.
• Legal Obligation (UK):
◦ Under the Health and Safety at Work Act 1974
◦ Control of Substances Hazardous to Health (COSHH) Regulations 2002
◦ Approved Code of Practice L8 (ACoP L8) by the HSE
◦ HSG274 technical guidance (Parts 1–3)
• Penalties for non-compliance include legal prosecution, fines, closure of premises, and reputational damage.
Key Elements of Legionella Compliance
1. Legionella Risk Assessment
• Mandatory under ACoP L8.
• Must be conducted by a competent person.
• Assesses:
◦ Water system design and complexity
◦ Potential for aerosol formation
◦ Water temperature profiles
◦ Presence of nutrients (e.g., sludge, scale, biofilm)
◦ Susceptibility of occupants (e.g., immunocompromised individuals)
Review every 2 years, or sooner if:
• There are significant changes to the system.
• Legionella cases are suspected.
• Monitoring shows control measures are ineffective.
2. Written Scheme of Control (WSOC)
• Outlines how Legionella risks will be managed.
• Includes:
◦ Responsible persons and duties
◦ System schematics
◦ Operational and control procedures
◦ Emergency procedures (e.g., detection of Legionella)
◦ Recordkeeping protocols
3. Appointing a Responsible Person
• A designated individual (Responsible Person for Water Safety) is legally required to manage the risk.
• They may be supported by:
◦ Dutyholder (employer or person in control of premises)
◦ Appointed contractor (where outsourced)
◦ Authorising Engineer (AE) – especially in healthcare per HTM 04-01
What Are “Means of Escape” in Fire Safety?
A "Means of Escape" is the safe, continuous, and unobstructed path from any point in a building to a place of safety outside, used during a fire or emergency evacuation.
• It is a legal requirement under UK fire safety regulations.
• Proper means of escape ensure occupants can exit quickly and safely without external assistance.
• It includes routes, doors, stairs, corridors, exits, and refuges.
Legal & Regulatory Framework (UK)
Means of escape is mandated under:
• Regulatory Reform (Fire Safety) Order 2005
• Building Regulations 2010 – Approved Document B
• BS 9999 – Code of practice for fire safety in the design, management and use of buildings
• BS 9991 – Fire safety in residential buildings
• HTM 05-03 Part B – For NHS and healthcare premises
Three Stages of Escape
1 Escape Route
◦ Route from point of origin to the nearest fire exit or fire door.
2 Escape to Place of Relative Safety
◦ Protected route to stairwell, refuge, or fire-protected lobby.
3 Escape to Place of Ultimate Safety
◦ Exit to open air, public space, or fire assembly point.
Key Components of Means of Escape
1. Escape Routes
• Must be clearly defined, adequately lit, and obstruction-free.
• Include:
◦ Corridors
◦ Staircases
◦ Access rooms
◦ External balconies
• Fire-resistant construction (typically 30-60 minutes fire resistance)
2. Final Exits
• Lead to outside of the building.
• Must be:
◦ Unobstructed and immediately accessible
◦ Fitted with panic hardware in high-use buildings
◦ Unlocked or easily opened without keys
3. Escape Doors
• Must open in the direction of travel for high-occupancy areas.
• Should not be locked, blocked, or delayed (delayed egress systems require approval).
4. Refuge Areas (for disabled persons)
• A place of temporary safety (e.g. protected lobby or fire-resistant compartment).
• Allows for assisted escape or use of evacuation equipment (e.g. evac chairs).
• Required under Equality Act 2010 and Part M of Building Regs.
5. Signage and Lighting
• Emergency lighting must illuminate escape routes, stairs, exits, and hazards.
• Fire exit signage must be:
◦ Consistent and visible
◦ Photoluminescent or internally lit
◦ Clearly indicate direction and route to exit
What Is Ductwork Hygiene?
Ductwork hygiene refers to the cleanliness, maintenance, and monitoring of HVAC (Heating, Ventilation, and Air Conditioning) duct systems to:
• Prevent the accumulation of dust, debris, microbial contaminants, and moisture
• Ensure safe, efficient air distribution
• Comply with regulations and standards (e.g., TR19, BS EN 15780)
Why Ductwork Hygiene Matters
Applicable Regulations and Standards (UK/EU)
• BS EN 15780: Cleanliness of ventilation systems
• BESA TR19®: Guide to good practice for internal cleanliness of ventilation systems
• HTM 03-01 & HTM 04-01: Healthcare-specific hygiene requirements
• HSE HSG274: Addresses Legionella risk from poorly maintained air systems
• CIBSE TM26: Maintenance of duct systems
Key Components of Ductwork Hygiene
1. Types of Duct Systems to Clean
• General Supply and Extract: Offices, schools, retail, etc.
• Kitchen Extracts: Prone to grease buildup — high fire risk
• Toilet and Wet Extracts: Microbial and odour control
• Healthcare Systems: High-specification hygiene — must meet HTM standards
2. Inspection and Testing Methods
3. Cleaning Techniques
4. Post-Clean Verification & Reporting
After cleaning, documentation should include:
• Before/after photos
• Air quality test results (if done)
• EVT or DTT results
• Locations cleaned
• Cleaning method used
• Compliance declaration (TR19, HTM 03-01, etc.)
• Recommended re-inspection or next cleaning schedule
© Property Solutions Management Group Ltd
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